Sr. Registered Representative
Company: Bank of New York Mellon
Posted on: January 7, 2022
The Sr. Registered Representative provides support in the execution
of trading services to money managers, advisors and internal
employees. Trains on the different systems used by those serviced.
Responsible for developing pricings for order based on a variety of
defined procedures and acts as an escalation point for issues with
trade systems. Collaborates across internal teams in order to
resolve complex system errors. Ensures trades are recorded properly
and raises flags when breaks arise between trade desks and back
offices. Highlights trends in trade breaks to resolve broader
issues. Responds to the most complex issues regarding client
experience and guides less experienced staff in error resolution.
Handles complex internal and external clients inquiries and
complaints. Delivers reports on steps required to resolve issues
and prevent reoccurrences. Develops account reports. No direct
reports. May act as team lead for work allocation. Responsible for
the quality and completion of own work.
High School/secondary school or the equivalent combination of
education and experience is required. Bachelors degree preferred.
3-5 years of total work experience preferred. Experience in
financial investments, Series 7 & 63 licensing and entering trade
Keywords: Bank of New York Mellon, Hempstead , Sr. Registered Representative, Other , Hempstead, New York
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